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Brokerage License in AIFC

Brokerage in AIFC

Dealing in Investments as Principal

Dealing in Investments as Principal means buying, selling, subscribing for or underwriting any Investment as principal.

AIFC General Rules, Schedule 1

 

For information on the applicable fees, please refer to the AFSA Fees Rules available on the official website of the regulator. This document contains a comprehensive list of all relevant charges, including authorisation fees, annual supervisory fees, registration-related costs, penalties, and other mandatory payments.

 

More information and templates are available on AFSA’s website

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Handbooks

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