AIX launches non-listed securities 

Astana International Exchange (“AIX”, “Exchange”) is pleased to announce the launch of the service for issuance, settlement and safekeeping of non-listed securities, where AIX Registrar acts as a primary registrar. Such securities are available only for accredited/qualified investors with no listing or admission to trading on AIX. Securities may be traded Over-the-Counter (OTC) only with the settlement in AIX CSD according to the standard procedures. 

The first issuance of non-listed securities was done for BRIG private equity fund, managed by SQIF AM Ltd, an AIFC licensed Fund Manager. 

Assel Mukazhanova, CEO of AIX, noted: “AIX is making another move to address clients’ needs by offering a sale venue for over-the-counter transactions. We remain dedicated to one of our key principles – building the right conditions to foster capital market development”. 

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AIX was formed in 2017 within the Astana International Financial Centre development framework. AIX shareholders are AIFC, the Shanghai stock exchange, the Silk Road Fund, and NASDAQ, which also provides the AIX trading platform. The exchange operates within a regulatory environment based on the principles of English Law, thus providing a reliable investment environment. The mission of AIX is to develop an active capital market in Kazakhstan and the region by providing clear and favorable conditions for attracting financing to private and public businesses. AIX develops special segments for mining companies as well as infrastructure projects under the Belt and Road initiative. www.aix.kz 

The Astana International Financial Centre (AIFC) is a leading financial hub in the Eastern Europe and Central Asia region, designed to connect global capital with the vast opportunities of emerging markets. Positioned at the crossroads of Europe and Asia, the AIFC combines international best practices with innovative approaches to create a world-class platform for investment, business, and financial services. Since its establishment in 2018, the AIFC has attracted over USD 17.2 bln in investments into Kazakhstan’s economy. Over 4,200 companies from 80+ countries, including the USA, the UK, China, Turkiye, the Republic of Korea, Singapore, and others, are registered within the AIFC’s jurisdiction. www.aifc.kz